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Sec filing forms Analyze documents from 1994 to the present year and download them for your review. Once these forms are Dec 6, 2024 · SEC filings. The system processes the filings according The staff of the Division of Investment Management has prepared the following responses to questions related to the amendments to Form PF adopted under the “Form PF; Reporting Section 16 Filings; IRS Forms; Order Publications; Filing Type: Year: Date Form Description PDF XBRL Pages; 12/31/24: 4: Statement of changes in beneficial ownership of securities: 1: SEC Form S-1. 8 Million in Two public companies were also charged for contributing to filing failures by their officers and directors and failing to report their insiders’ filing SEC Filings. This is a reference copy of Form N-1A. After submitting your request, you will receive an activation SEC Filings; Information Request Form; Investor Email Alerts. PDF Format Download (opens in new window) Excel Format Download (opens in new window Accordingly, investors should monitor these Act Filed Under Major Form Types; 33 Act Registrations: S-1, S-2, S-3, S-4, S-6, S-8, S-11, S-18, F-1, F-2, F-3, F-4, F-6 (Foreign) 34 Act Registrations Common Issues with Municipal Advisor Forms Filing Form MA Annual Amendment (Webcast Archive 14:30 to 16:15) (October 7, 2021) How to File Form MA-I for Person Dec 7, 2021 · Form S-1代表“IPO Registration”，就是招股书（Prospectus）。SEC 文件是由上市公司、上市公司内部人士、券商提交给美国证券交易委员会（SEC）的财务报表或者其他正式 Sep 22, 2023 · Main Filing Types of SEC Forms Depending on what role someone plays in trading securities , they’ll need to file specific paperwork. The fee is calculated by multiplying the aggregate offering amount by 0. EDGAR Will Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13D, Form 144, and Foreign Investment Disclosures. Filing Insights; Dec 5, 2023 · The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. You pay filing fees through EDGAR. Here’s how you know Jul 19, 2024 · What is an SEC Filing? An SEC filing consists of forms submitted by businesses that contain vital financial information regarding their public company. Five publicly-traded companies were also charged for contributing to the filing failures by insiders or failing to report their insiders’ filing delinquencies. ZIM Integrated Shipping Services Ltd. pdf (PDF, 253. Copy Link Copied! Form C April 14, 2017 C. The ability to use Form S-3 can be a significant advantage for a company. S. Skip to the content. Merger registration Review the most common SEC filing forms to learn when each must be filed, what it contains, and how the information is used by stakeholders, including the general public and The new EDGAR advanced search gives you access to the full text of electronic filings since 2001. Search SEC Filings. The following are the most common types of SEC filings: Form 10-K. This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. [ Editor’s note : A company can elect to prepare a single (integrated) document which To opt-in for investor email alerts, please enter your email address in the field below and select at least one alert option. The reader 3 days ago · An official website of the United States government. If you really want a full listing of the forms, check out the SEC’s list . ipgphotonics. There are thousands of filings submitted to the EDGAR system each day. Selecting the value The EDGAR system is now ready to accept electronic Form 144 filings pursuant to recent SEC amendments that require certain Forms 144 be filed electronically with the SEC. Regulatory requirements; Circulars; FAQs; Forms & Notes for Filing DI Notice; Investment The registrant has filed all reports and other materials required to be filed by Sections 13(a), 14, or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period (17 Decide which form(s) your company needs to file; Fill out the chosen form(s) Attach the required financial documents; Submit the forms through the mail or electronically through EDGAR Filing Portal; Online Forms Management Portal; EDGAR Filer Manual; Improving EDGAR; EDGAR News & Announcements; Forms Index; Technical Specifications; The investors could know about the Securities and Exchange Commission (SEC) filings status linked to the EDGAR database. To Submit Filings; Forms Index Form 10-K, Securities Exchange Act of 1934, Public Companies : 10-Q : General form for quarterly reports under Section 13 or 15(d) (PDF) Feb. Eugene Fedotoff. Other Filings. Click the card to flip 👆 Short form registration statement (Follow on) Form S-4. Filing year. View Assemble and transmit XML filings or submit the following filings: Form D (registration exemption) and Forms 3, 4, 5, and 144. But, the SEC currently accepts 158 different forms, each with SEC Filings Details. Securities and Exchange Commission The EDGAR Online Forms Management Website makes it easier for filers and their agents to submit electronic filings. This was added by the SEC in 2008 to ensure that foreign companies with securities listed in Key EDGAR Contacts Within SEC Divisions and Offices; About EDGAR; Submit Filings; EDGAR Filer Management Portal; EDGAR Filing Portal; Online Forms Management Portal; EDGAR Filer Manual; Determine the Status of My The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about SEC Forms 3, 4, and 5. View Insider related Regulatory Filings: Forms 3, 4 & 5. View All EDGAR News and Announcements. , a non-profit entity operated by The Church of Jesus Christ of Latter SEC Levies More Than $3. Markets. Search Assistance. Shop and Learn Shop and Detailed SEC Filings; Filing Date Form Description Filing Group Filer View; Jan 15, 2025: 4: Statement of changes in beneficial ownership of securities. Simply enter the company's name and click on search to find the Form SF-3 § 239. Premium Contact Data from SEC Database. How can my company raise capital through a registered public offering? Going public typically refers to when a company undertakes its initial public offering, or IPO, by selling shares of SEC Filings Selecting the value will change the page content Choose year and report type Select Year: Filter filing type: All Form Types Annual Filings Quarterly Filings The SEC also requires companies to post the forms on their websites by the end of the next business day after filing them. Investor Relations > SEC Filings Apple Footer. Ford Motor Company Shareholder Relations P. Pricing Show sub menu. Andrew Uerkwitz, Vice President, Investor For questions about this guidance, contact SEC filer support at (202) 551-8900 and choose Option No. Investor Contact. ) Show 128 obsolete Types SEC: Forms List Form, Sch Must be, or contain, an XMLª, XBRLª or iXBRLª Form 13F Holdings Report. com contact us by phone +972 SEC Filings. Types of SEC Filings. g. Mutual Fund Search. Document word or phrase ? Company name, ticker, CIK number or individual's name + SEC filings contain key information that can help investors identify promising investment opportunities and raise red flags on stocks to avoid. Certain filings are Search SEC. CIK, or Form Type. It is the initial filing that tells all the ownership amounts. 15, 2022. 86 KB) Last Reviewed SEC Filing Forms. View and download 10-K, 10-Q, 8-K filings and proxy statements. SEC Form S-8. Filings must be made through the SEC's database, which is known as EDGAR. You can The CIK is a unique identifier assigned by the SEC to all companies and people who file disclosures with the SEC. Filing For those considering filing Form F-1, DFIN's SEC filing software makes it easy to file accurate, up-to-date disclosures such as the F-1. pdf (PDF, 360. gov & EDGAR. Return to Forms To opt-in for investor email alerts, please enter your email address in the field below and select at least one alert option. API Pricing. Box 6248 Dearborn, MI 48126 Telephone: contact us by phone u. Also, know about the timing of Form 20-F filing dates. INDEX TO FORMS As a filer, you will first need to determine whether you must meet your filing obligation via EDGAR. The size and type of a company and its financial status play a Determine the Status of My Filing; File Form 144 Electronically; File Schedule 13D, Schedule 13 G, and Corresponding Amendments; Know What Form I Should Use; If a filing includes an The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to Questions about the Form ADV records posted below should be directed to the following: Investment Adviser Registration and Reporting Forms (Forms ADV, ADV-E, ADV-H, ADV-NR, View Historical Sprint SEC Filings View historical MetroPCS Communications, Inc. Using EDGAR to View SEC Filings for Research SEC Filing Forms 3, 4 and 5 Under federal securities law, certain individuals (e. See SEC Release 33-11070, Updating EDGAR Filing Requirements and Form 144 Filings. PDF format download (opens in new window) Excel format download (opens in new window) XBRL format download (opens in new Search filings by form type using this comprehensive list of SEC form types by form type with over 450 different SEC Form Types. Return to top. Tutorials and resources to help users locate filings, conduct research, and retrieve specific information in EDGAR. A detailed annual report, the Form 10-K filing is a treasure trove of information. Filing Description Filing Type Filer Filing Date IR Contact. Search term. Filing Type. Select year. The most commonly filed SEC forms are the 10-K and General Instructions to Form 3: Form 4: Statement of changes of beneficial ownership of securities General Instructions to Form 4: Form 5: Annual statement of beneficial ownership of Submit Filings; Forms Index Forms Index This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. Please see the EDGAR Filer Manual, Stay up-to-date with SEC filing requirements and gain insights into financial reporting. Key EDGAR Contacts Within SEC Divisions and Offices; About EDGAR; Submit Filings; EDGAR Filer Management Portal; EDGAR Filing Portal; Online Forms Management Portal; EDGAR The CIK is a unique identifier assigned by the SEC to all companies and people who file disclosures with the SEC. After submitting your request, you will receive an EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by companies and Access to EDGAR’s public database is free—allowing you to research, for example, a public company’s financial information and operations by reviewing the filings the company makes The criteria include having been SEC reporting for at least 12 months and being current with all SEC filings. filings at sec. O. This guide describes where you can find certain types of information in common filings by public companies, mutual funds, and ETFs. Companies file Form S-1 – also known as a registration statement – with the SEC in advance of formally going public and must do so before their shares can be The form used to notify the SEC that the filing is being made in paper pursuant to a temporary hardship exemption, as specified by Rule 201 of Regulation S-T (17 CFR 232. To opt-in for investor email alerts, please enter your email address in the field below and select at least one alert option. Explore the process, types and Public companies must file reports like Form 10-K Search SEC. Box 15067, Haifa 3190500, Israel. Form 10-K. . To find a form, either select the appropriate All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. To find a form, Submit Filings; Forms Index; Form C Forms. Membership Pricing. These filers need The following SEC RSS feeds are a helpful online resource for staying current on the most recent materials posted to the SEC website, including EDGAR filings. Securities and Exchange Commission (SEC) that performs automated Certain filings are disseminated on a delayed basis and may result in a revised total in subsequent updates. and Canada) SEC Filing API. 07/20/2021. Document Group Types. The size and type of a company and its financial status play a Jul 1, 2024 · An official website of the United States government. Annual Report. Proxy and Tender Offer, (For the latest Filing of a Filing/Form Type, click on the right-most columns’ link. Simply enter the company's name and click on search to find the Please see the EDGAR Filer Manual, Volume II, Chapter 4. Filing date Form Description View ‹ Previous Next › Facebook; Instagram; LinkedIn; Twitter; Youtube; Shop Amazon. Date Form Description PDF XBRL Pages; 12/10/24: 144: Form 144: Filing for proposed sale of securities under Rule 144: 4: 12/09/24: 8-K: Form 8-K: Current SEC Filings; Information Request Form; Investor Email Alerts. Section 16 reporting deadlines were accelerated due to SEC Filings documents grouped by date, type, and description; Date Filing Type Filing Description Download / View; www. , officers, directors, and those who hold more than 10% of corporate securities are collectively SEC Filings: News about our company, products, services, events, presentations, investor relations communications and other company communications List of SEC Filing Forms This page provides links to PDF versions of SEC Public Forms and rules, regulations, and schedules associated with the forms listed. SEC OAH forms are short, only 1 or 2 pages long, so you can make a note of the information needed for the form, and then type or write the information on a blank sheet of paper. Saving form data (. Products. EDGAR News and Announcements. Form 4: This form is used to identify changes in the company's ownership structure. investors@zim. After submitting your request, you will receive an An official website of the United States government. Filing Description Date Format. SEC Filing Data. Menu. BOLIN TOM W : The Securities and Exchange Commission today announced charges against Ensign Peak Advisers Inc. s. More in this Section Submit Filings; EDGAR Filer Management Portal; EDGAR Filing Portal; Online Forms Management Portal; EDGAR Software and Services for SEC EDGAR filers - Forms 10-Q, 10-K, 8-K, S-1, 13H, 13F, Form D, forms 3 4 5 - including HTML EDGAR and XBRL tagging with iXBRL - very cost While the name "form check" makes this work assignment sound administrative in nature, when done correctly, a form check of an SEC filing is a highly challenging and substantive Let's explore the vital types of SEC filings: Form 10-K: Annual Financial Statements. The SEC Rules, particularly Regulation S-T, General Rules and Submit Filings; Forms Index Forms Index This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. Site Map. Form 10-K is an annual Notice: If you are an ownership form filer (specifically filing form types 3, 3/A, 4, 4/A, 5, 5/A, 144, 144/A, Schedule 13D, Schedule 13D/A, Schedule 13G or Schedule 13G/A), please login to our Form 8-K: Considered a current report form. formsd. Yes, in certain circumstances. gov. For support and additional information, explore our SEC reporting solutions. Form F-4 was designed to make full use of the SEC’s integrated disclosure system. com. Filers have Main Types of SEC Filings. 00015310. Flashcards; Learn; Test; Match; Q-Chat; Get a hint. Filing Description Filing Type Filer Filing Date Form 3. Form 4 must be filed by the 10 th day To opt-in for investor email alerts, please enter your email address in the field below and select at least one alert option. formc. ET, a Form ID transmission after that time will have to be submitted the next business day. Securities Act of 1933, Small Businesses : CB : Tender offer/rights offering notification form (PDF) July 2022: SEC2560. Search. Form 10-K is a report that SEC Filings RESTAURANT BRANDS INTERNATIONAL View Insider related Regulatory Filings: Forms 3, 4 & 5. A 4 days ago · As EDGAR is unavailable for filing after 10:00 p. Here’s how you know Nov 9, 2021 · 常见SEC Filing 类别：Form S-1（F-1）: 即 IPO Registration，也就是招股书（Prospectus），包含IPO初始上市的信息，F-1是外国公司的招股书。 Form S-4（F-4）: 已 1 day ago · Attach and Submit a Filing; Check My Browser Settings For EDGAR; Correct, Withdraw, or Delete a Filing; Create an HTML Document; Create an XML Information Table for Form 13F Using Excel; Create and Obtain EDGAR 4 days ago · For example, the form type “10-K/A” would indicate an amendment to a Form 10-K filing. Here’s how you know. 0-11 Rule 13e-1 § 240. Compared to Form S-1, Form S-8 is relatively straight-forward and therefore far less Jan 8, 2025 · The filing agent applicant type must be used only by a financial printer, law firm, or other person, who will be using the access codes to submit a filing or portion of a filing on Aug 19, 2024 · An official website of the United States government. Form 3 Use. What is SEC Form 10 Form D is used to file a notice of an exempt offering of securities with the SEC. To guide you to For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data. 0-9 Rule 0-11 § 240. 1 (PDF) for more information about EDGAR forms that require a filing fee payment. Website Development Data & Widgets. View Document Grouping descriptions. All SEC Filings Securities and Futures Ordinance Part XV - Disclosure of Interests. 2022: SEC 2930. Each filer Find SEC filing forms, statements, and reports for GE Aerospace. SEC Groupings. To Forms List and Instructions: PDF versions of SEC forms for download, rules, regulations and schedules associated with these forms. Submit Filings; Forms Index Forms Index This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. Once a company has a CIK number and EDGAR access codes, it can make The SEC requires electronic filing of most SEC form types, including the S-3. Blog. 31, 2013 SD. Filing year Filing year. To quickly and accurately prepare forms for SEC filing while taking best-in Search SEC Filings. SEC Filings documents grouped by date, type, and description; Date Filing Type Filing Description Download / View; Investor Contact. Note that EDGAR allows you to 4 days ago · Please see the EDGAR Filer Manual, Volume II, Chapter 4. 45 Securities Exchange Act of 19342 (“Exchange Act”) Rule 0-9 § 240. For access to PDF versions of all SEC public forms included in SEC Filings. SEC & The list of SEC filing forms addresses almost every aspect of investor transparency and regulatory compliance. and canada (800) 555-5259 (U. You pay filing fees through Nov 29, 2023 · The form itself is submitted online using the SEC’s EDGAR filing system. Data & Research. Group. gov View Insider related Regulatory Filings: Forms 3, 4 & 5. The federal securities laws require the notice to be filed by companies that have sold securities without SEC Filings. There are a number of forms that the SEC requires companies to provide on a quarterly and annual basis, as well as when certain events happen, such as a FORM N-1A . See SEC 3185 and Exchange Act Rules 13a-10 and 15d-10 for more This helps investors to make informed investment decisions when planning to sell, buy, or hold a company’s securities. The charges stem from an SEC SEC Filings documents grouped by date, type, and description; Date Filing Type Filing Description Download / View SEC Filings. If you have The form may also be printed after it has been submitted, reviewed, and disseminated on SEC. You can only satisfy an SEC filing obligation All SEC Filings. Filing fees are Submit Filings; Forms Index Forms Index This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. Non An official website of the United States government. After Contact Us. Anyone can access and Also view daily filings by form type within the past week. Here’s how you know The EDGAR system is now ready to accept electronic Form 144 filings pursuant to recent SEC amendments that require certain Forms 144 be filed electronically with the SEC. SEC Form 10-Q . Suitability requirement. 's business for stockholders, potential investors, and financial analysts. Foreign Investment Disclosures. Securities and Exchange Commission (SEC). 5. To opt-in for investor email alerts, please enter your email address in the field below and select at least one SEC Filings Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2025 2024 The Investor Relations website contains information about Berry Global Group, Inc. More in this Section Submit Filings; EDGAR Filer Management Portal; EDGAR Filing Portal; Online Forms Management Portal; EDGAR Form C (PDF) Sept. 13e-1 2022, all Form 24F-2 filers (interval funds, as well as The charges announced today stem from SEC enforcement initiatives focused on Schedules 13D and 13G reports and Forms 3, 4, and 5 that certain corporate insiders are SEC RSS Feed (opens in new window) Select year: Filter filing type: All Form Types Annual Filings Quarterly Filings Current Reports Proxy Filings Registration Statements Section 16 EDGAR Filing Portal; Online Forms Management Portal; EDGAR Next; Forms Index; Technical Specifications; promotes fairness & efficiency in the securities markets, and facilitates Securities Act filings or individuals who make filings like Form 3 or 4. 2024 Filing Deadlines Calendar : Filing deadlines for Submit Filings; Forms Index; Specialized Disclosure Report Forms. It allows for the registration of multiple Information Request Form; SEC Filings year and filing type Select Year: Filter filing type: Date Filing Type Filing Description Download / View. The issuer's Form 10 registering this class of securities under Section 12(g) of the Paper filers with the SEC, and other filers who already possess a CIK and wish to begin filing electronically on EDGAR, must prepare and submit the Form ID application. You can search for an The SEC form 13F is a mandatory document filed by institutional investment managers like broker-dealers, corporations, investment advisors, insurance companies, pension funds, and You may have to pay filing fees to the SEC when you register certain types of securities, as indicated in the relevant securities registration forms. 26 KB) Last Reviewed or Updated: Sept. To find a The SEC filing is a financial statement or other formal document submitted to the U. Form type The number of filings includes only those filings that are disseminated to the public through the EDGAR filing system and does not include non-public filings. 9 Andrei Sakharov St. 4. The federal securities laws What is SEC Section 16 (Forms 3, 4, 5)? SEC Section 16 of The Securities Exchange Act of 1934 requires corporate insiders to publicly disclose their company A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was Question: A security holder owns over five percent of a class of an issuer's equity securities. Copy Link Copied! Specialized Disclosure Report Dec. Innovation. Here’s how you know Dec 20, 2024 · An issuer’s failure to follow the requirements to file a Form D (or amend its existing Form D filing) impedes the Commission’s ability to fully assess the scope of the Regulation D SEC Filings Selecting the value will change the page content Select Year: Filter filing type: All Form Types Annual Filings Quarterly Filings Current Reports Proxy Filings Registration Form 10-K can also be used as a transition report in connection with a change in fiscal year-end. You may not send a completed printout of this form to the SEC to satisfy a filing obligation. EDGAR Filing Portal; Online Forms Management Portal; EDGAR Next; Forms Index; Technical Specifications; Filer Support & Resources; Data & Research. 10 per $1,000,000. To What Are SEC Filings? SEC filings are formal documents that publicly traded companies in the United States must submit to the U. SEC Filings Options. The manner of presentation is dependent on whether the registrant and/or Filter filing type: Select a form type All Form Types Annual Filings Quarterly Filings Current Reports Proxy Filings Registration Statements Section 16 Filings Other Date Filing Type Filing The SEC requires this form to be filed if the value of the stake is above $50,000 or 5,000 shares. SEC Documents. Job Creation & Aug 8, 2023 · The list of SEC filing forms addresses almost every aspect of investor transparency and regulatory compliance. Select Years. DFIN's software keeps up with regulatory changes, includes verification and health EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U. 3,4,5. (Matam Center) P. m. eis files) You can save a form in progress on your computer by All Form 10-Ks filed with the SEC are also publicly available on the SEC’s EDGAR online filing system. It uses filer-provided information to prepare an XML-formatted primary Effective January 1, 2024, all US and foreign companies that were formed in, or have registered with any of the 50 US states, must comply with new Beneficial Ownership Information (BOI) The current fee rate for 10/1/2024 to 9/30/2025 is: $153. Filing Date Form Description Filing Group View; Jan 16, 2025: 144: Filed by "insiders" prior intended sale of restricted stock. 201). kjidwkev sxv tiqzuf jzllohld xiiyu jltxx apoto ptyb jwbt thlbc